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Sneddon Thesis - Part Two

David Buchanan's 2006 Paper

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Observer Interview

Selections from the 1993 AHP transcript

Notes on the tetralemma

MOQ Summary by Pirsig

 


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The MOQ & Time

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Pirsig on Copleston

Pirsig and Pragmatism

Chai at the Lazy Lounge

 

 


 

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A PROCESS ANALYSIS OF QUALITY:

A.N. WHITEHEAD AND R. PIRSIG ON EXISTENCE AND VALUE

 

By

 Andrew Sneddon

Associate Professor

Department of Philosophy, Ottawa University

asneddon@uottawa.ca

 

 

A THESIS SUBMITTED IN PARTIAL FULFILLMENT OF

THE REQUIREMENTS FOR THE DEGREE OF

Master of Arts

in the Department of Philosophy

THE UNIVERSITY OF NEW BRUNSWICK

April, 1995

 

 

Abstract

This thesis is divided into two portions. Part One is a sympathetic exploration of the philosophies of Alfred North Whitehead and Robert Pirsig, with special emphasis on theories of value. The basic outlines of the Metaphysics of Process and the Metaphysics of Quality are presented in the first two chapters respectively. The third chapter is an examination of points of fundamental agreement and difference between the two systems. Chapter IV consists in the presentation of specific arguments criticizing traditional philosophico-scientific thought.

Part Two (click here) is this writer’s attempt at synthesizing a meaning of ‘value/quality’ and a new value theory from the works of Pirsig and Whitehead. The resultant system pays special attention to the balancing of tension between intensity of experience within individual value contexts and communal diversity of content of experience. Aesthetics is treated as an examination of the texture of individual experience; art is seen as deepening the harmonies and contrasts within a participant’s value context. Ethics concerns the relations between contexts. Individuals are responsible firstly for their own intensity of experience; ‘respect’ characterizes inter-contextual relations. The thesis concludes with a brief look at Constructive Postmodern Philosophy.

 

ACRONYM KEY

AI = Adventures of Ideas

FR = The Function of Reason

MT = Modes of Thought

PR = Process and Reality

RM = Religion in the Making

SMW = Science and the Modern World

SYM = Symbolism: Its Meaning and Effect

ZMM = Zen and the Art of Motorcycle Maintenance

 

TABLE OF CONTENTS

INTRODUCTION

 

PART ONE

CHAPTER I: Alfred North Whitehead

Process and Reality...

…And Value

CHAPTER II: Robert Pirsig

Reality=Value

CHAPTER III: Comparison and Contrast of the Metaphysics of Process and the MOQ

1)         The Importance of Process

2)         Difference in Analysis of Notion of Final Cause

3)         Difference in Conception of Standards of Value

CHAPTER IV: Scientific Materialism, Classic Formalism, SOM and Value

Whitehead

1) Top-Down Explanation

2) Re-Interpretation of Brute Matter-of-Fact Involving Perception and Purpose

 Pirsig

1) Reductio Ad Absurdum

2) Analysis of Moment of Perception    

 

PART TWO (Click here )

CHAPTER V: A Process Analysis of Quality

Aspect A: Repetition

Aspect B: Novelty

Aspect C: Definition

Aspect D: Contrast

Aspect E: Limitation

Aspect F: Final Causation

Aspect G: World Orientedness

CHAPTER VI: The Art of Life

Aesthetics    

Ethics

EPILOGUE: Constructive Postmodern Philosophy    

BIBLIOGRAPHY

 

 

A Process Analysis of Quality:

A. N. Whitehead and R. Pirsig on Existence and Value

INTRODUCTION

This is an attempt to provide a firm foundation for the consideration of value issues. In a way, it is a cosmological consideration of valuation: that is, I am attempting to fit quality into an account of the way things are. The synthetic value theory and analysis of quality presented in Part Two are intended to be useful in the examination of aesthetic and ethical issues. Alfred North Whitehead and Robert Pirsig have also approached this task, and I think their respective theories are mutually supportive in essential details. In brief, Pirsig analyzes the world in terms of Quality. Value is the ultimate substratum of the macroscopic world for him, but he sees it as an event or process, not a substance. Whitehead’s account of process involving valuation at a fundamental level provides a sound basis for Pirsig’s macroscopic evaluation.

The two aspects of this project--the metaphysics, or the account of the way things are, and the theory of value--are related to two different fields of current research. A group of people who see themselves as doing work in Constructive Postmodernism consider value matters in a fashion similar to the one here worked out. Since it is the details of this thesis that are of interest with respect to these thinkers, I shall wait until the end of the project to address them in detail (v. EPILOGUE). The other type of research is being performed by cosmologists and theoretical physicists, and consists in an attempt to construe the world as fundamentally in process. Two thinkers in particular, Ilya Prigogine and David Bohm, are worth noting.

Ilya Prigogine won the 1977 Nobel Prize for chemistry for his work on dissipative structures. Although he has been influenced by Whitehead, he is first and foremost a chemist with a lifelong interest in introducing a sophisticated notion of time into science. Prigogine writes about a world in process--change and disorder are fundamental. The world is made up of systems which are in contact with their environments. These systems exchange energy with the environment. A stable system--one that is not suffering dramatic change--is said to be at equilibrium. Once upon a time, it was thought that equilibrium was the rule and disorder the exception. Prigogine thinks the reverse is true, and shows how change actually produces order.

A system that is disrupted from its history of order--due, perhaps, to some change in the environment--moves from equilibrium to a state ‘far from equilibrium. Equilibrium functions as an attractor state, meaning systems move from one state of equilibrium to another--systems far from equilibrium are caught up in the process of the change. At a point far from equilibrium position, a system is at a ‘bifurcation’ point--its future cannot be predicted from what is known about its history. It can jump to a new, higher (because more complex, and requiring more energy) state of equilibrium, or it can drop to a condition of less order, and hence less complex. In other words, the choice for the system is one between order and chaos. The ordered choice is the production of a dissipative structure--the introduction to the science of thermodynamics that won Prigogine the Nobel Prize.

A chemical clock is an easy-to-picture example of the unexpected order that can arise from increased disorder of a system. A chemical clock involves a situation of cross-catalysis--two chemical reactions mutually stimulate each other. That is, the product of one chemical reaction participates in another chemical reaction, and the product of the second reaction participates in the first. To produce disorder in such a system, the concentration of one element is increased. At a certain point, a critical threshold is reached, and the concentrations of the products, instead of remaining mixed in a mutual equilibrium, oscillate at a specific period. Prigogine, in Order Out of Chaos (1984, 147-148) describes the phenomenon:

Suppose we have two kinds of molecules ‘red’ and ‘blue’. Because of the chaotic motion of the molecules, we would expect that at a given moment we would have more red molecules, say, in the left part of a vessel. Then a bit later more blue molecules would appear, and so on. The vessel would appear to us as ‘violet’, with occasional irregular flashes of red or blue. However, this is not what happens with a chemical clock; here the system is all blue, then it abruptly changes its color to red, then again to blue. Because all these changes occur at regular time intervals, we have a coherent process.

To the layman, this new state of order resulting from increased disorder might just sound ‘neat’. But one has to remember that at issue is the behavior of millions of molecules. Prigogine (1984, 148) states that it would never have been believed if it had not been observed, and draws the following interesting conclusion: “To change color all at once, molecules must have a way to ‘communicate.’ The system has to act as a whole.”

Research into this matter of dissipative structures has developed this idea of communication. At the bifurcation point, for example, particles separated by macroscopic distances become linked: Events that happen in one portion of a system thus have repercussions throughout. Prigogine speculates on this ‘becoming’ linked:

Even before the macroscopic bifurcation, the system is organized through these long-range correlations. We come back to one of the main ideas of Order Out of Chaos: nonequilibrium as a source of order. Here the situation is especially clear. At equilibrium molecules behave as essentially independent entities; they ignore each other. We would like to call them ‘hypnons’, ‘sleepwalkers’. Though each one of them may be as complex as we like, they ignore one another. However, nonequilibrium wakes them tip and introduces a coherence quite foreign to equilibrium. (Prigogine & Stengers 1984, 180-181)

This is Prigogine writing at his most Whiteheadian. Apart from the emphasis on process, the important term to notice is ‘coherence’ in the final sentence. Understanding this new ‘order’ is the key to understanding the apparent communication and not vice versa. David Bohm has gone even further than Prigogine to devise a cosmology of process. Bohm argues that there is a different type of order-in-process supporting the macroscopic order as described in everyday experience, including this chemical clock example. In George Lucas’ words:

The apparent or explicate order of the phenomena, described in classical and Cartesian terminology, masks an underlying or implicate order, which is a property of function of the arrangement as a whole and not of any discrete part thereof. (Lucas 1989, 193)

Applying this to the ‘hypnons’, the novel coherence is more readily handled. Instead of acting through communication, in a strict, macroscopic sense of the word, the molecules are expressing this implicate order through their activity. Communication presupposes entities merely externally related, whereas this implicate order is a new manifestation of the Whiteheadian concept of internal relations. Communication takes place in time, and is constrained by physical limits on the transfer of information (the speed of light). Internal relations, however, are atemporal. To use a poor example merely to illustrate, the spatial relation between myself and the centre of the moon changes automatically as we move closer and--further from each other--there is no lag of time as information moves from one side of the relation to the other. Thus, the ordered activity of the molecules is not the result of incredible macroscopic communication, but rather an expression of the internal relatedness of the system. Each molecule is an expression of the system as a whole, at a fundamental level. This is a contemporary development of Whitehead’s theory of ‘microscopic’ process. These actual entities, called events or actual occasions, are defined by their relations to each other actual entity in the universe. They admit these relations as data, synthesize their feelings or ‘prehensions’ of these entities into a unified feeling, and finally take a definite character to be used by future occasions in their own moments of process. Thus it is the nature of each individual character to include the entire universe in its own constitution--the implicate order of David Bohm. Enduring objects, such as molecules, are societies of these occasions, and are already inter-related at the process level. The unusual order observed in a chemical clock is really merely a specialized example of the fundamental state of reality, rather than a surprising exception.

Prigogine, however, sounds like Pirsig in his discussion of the movement from order to disorder. Pirsig divides Quality into Dynamic and static quality--static quality is Dynamic Quality frozen, seized upon and used--as a platform for further development. In other words, Pirsig’s primary division into the world is into a process that produces order from an undifferentiated state.

Whitehead and Pirsig, however, have much more to say about value phenomena than Prigogine or Bohm. These scientists have been introduced merely to indicate the relevance of the type of worldview Pirsig and Whitehead are proposing. Much more will be said about order and disorder, stasis and dynamis, as the discussion progresses. Rather than proposing an eccentric view of  the world, these men are to be taken as being on the cutting edge of developments of the ways in which we conceive of ourselves and the world in which we live.

 

Part One

CHAPTER I

Alfred North Whitehead

Process and Reality...

The ultimate concept in the philosophy of Alfred North Whitehead is creativity:

‘Creativity’ is the universal of universals characterizing ultimate matter of fact. It is that ultimate principle by which the many, which are the universe disjunctively, become the one actual occasion, which is the universe conjunctively. (Process and Reality: Corrected Edition [PR], 21)

He says much the same thing on page 179 of Adventures of Ideas [AI], stressing that creativity “...is the actualization of potentiality.” Whitehead goes on to unpack this word by using many other words. Creativity is not an unusual word in English, and neither are many of the terms (examples: subject, object, process, actual, potential) he uses to explain his thought. However, Whitehead has to rework language to suit his concepts and these ordinary words take on rather specialized meanings. This does not mean that ‘creativity’ becomes something completely other than what it means in normal usage: Whitehead cannot take completely unrestrained liberty with language, or he would defeat his own aim of communication of ideas. Rather, he reworks some terms to make himself particularly clear about his philosophy. And this means that when he uses a term such as ‘creativity’, his reworking is a reworking of all the baggage that comes along with any word.

In normal usage, creativity is typically applied to a person--some types of people are creative. These people are creators, and they create something through the exercise of their creativity. Creativity is a doing a process. So it is with Whitehead, construing creativity as an ontological principle rather than a peculiarly human activity: “Thus nature is a structure of evolving process. The reality is the process.” (Science and the Modern World [SMW], 72)  We speak of creativity as if it is something that people can have, when it really is just a description of activity that suggests something about that activity. What is created by a creator is something new--something original, different from what was present before the act of creation. Artists are creators, in common parlance. And the role of artists in society suggests something else about creativity. Artists are sometimes odd--they do things that other people do not do. Non-artists sometimes have a mixed attitude towards these people. To them, artists are odd enough to be scorned sometimes but, in general, what they do is valuable. This “activity in general” is creativity and its results. There is something special about this activity; indeed, the Biblical stories of creation (which talk about the creator and the creation but not much about the creativity itself other than the schedule involved) have been an important part of one of the most important influences on the development of Western society.

All of this is buried, shallowly, in the word ‘creativity’. Whitehead wants to adapt this word to his own thought--he has a specialized meaning for the word to bear. This means that what he wants to refashion for his writing is exactly that which has been described already--the conventional trappings of ‘creativity’. Keeping this in mind can help to clarify Whitehead’s metaphysics and also to isolate exactly those aspects which are particularly new.

Creativity is the ultimate principle in Whitehead’s universe, but he makes it clear that the creativity does not exist outside the creator and creation of the process. What is interesting is that, essentially, the creator and creation in Whitehead’s creativity are the same thing. Rather, they are ‘phases’ in the particular manifestations of the process--there is an impulse of sorts to create something before something is created. But the object and subject of the process are the same thing, loosely speaking. Obviously, Whitehead is moving away from common connotations of creativity in this notion, and it is going to require use of Whiteheadian terms to get the idea across. The manifestation of creativity is an ‘occasion’; creativity does not actually exist in any other form than the occasions. To refer to the occasion as a manifestation of the process is to risk misconstruing Whitehead’s philosophy. The process an occasion goes through can be described as a moment of ‘concrescence’ the occasion makes itself concrete. The occasion is the fundamental unit of reality, but it is characterized by change--it is not something static. On the contrary, when the occasion acquires the ‘phase’ of creation, or finished product, it is no longer in the process of creativity, and it ceases to be an occasion. It becomes history, eternally unchanging in the form it has taken. Developing an ontology based on these events as a replacement for traditional subjects and objects is Whitehead’s fundamental novel contribution to philosophy. In its role as creator, an occasion is an active subject:

An occasion of experience is an activity, analysable into modes of functioning which jointly constitute its process of becoming. Each mode is analysable into the total experience as active subject, and into the thing or object with which the special activity is concerned. (AI, 176)

An occasion is concerned with those forms of data in its past, yet these forms are nothing more than finished occasions. Thus, as a creation, the creative subject becomes an object:

Thus subject and object are relative terms. n occasion is a subject in respect to its special activity concerning an object; and anything is an object in respect to its provocation of some special activity within a subject. (AI, 176)

It has been noted that occasions are the fundamental units of reality. Macroscopic objects, such as ourselves, are societies of occasions. Whitehead’s generic tern for such a grouping is ‘nexus’: “...a nexus is a set of actual entities in the unity of the relatedness constituted by their prehensions of each other” (PR, 24). The occasions in a social nexus ‘feel’ compelled to carry on the defining character of the society--there is an order involving self-sustainment of character.

Creativity is a process, and process involves sequence: temporal matters have to be accounted for. For Whitehead, creations fall into the past; the future awaits determination. This leaves the present to house the occasion. Briefly put, the occasion starts as a collection of ‘feelings’, which arise from the occasion’s history and its relationship to potentiality in general. These feelings are the ‘special activity’ referred to in AI, and Whitehead most commonly calls them ‘prehensions’. Then the creation proposes or projects a unity to itself regarding its own future unity. Put another way, the occasion sees a possible unity of these feelings, and this seeing results in a feeling of appetition. The occasion is, by nature; compelled to move from a diversity of prehensions to a unity called ‘satisfaction’: “Each actual entity is conceived as an act of experience arising out of data. It is a process of ‘feeling’ the many data, so as to absorb them into the unity of one individual ‘satisfaction’” (PR, 40). The phase of unity or satisfaction finishes the process of creation, naturally enough, and the occasion perishes, leaving only the created f on in history.

This character or unified form is now available for future, or newly present, occasions to prehend as a datum in new moments of process. Since the internal process of the past occasion has indeed ‘passed’, its nature has changed. During its period of actualization, the occasion acts as a subject, acting on itself to develop its own character. Once satisfied, this subject character is done, and the finished datum exists as an object for new occasions. Sorting out this relation of subject and object is important to interpreting reality thoroughly. This relationship has been a traditional area of conflict for philosophers. Normally, the division refers to epistemological matters: ‘objects’ exists out in the world, and ‘subjects’ experience them. Whitehead’s philosophy involves a metaphysical interpretation of experience--reality experiences itself in these events called occasions--and as a consequence, this traditional subject-object relation is given a metaphysical interpretation also. For Whitehead, process is reality: “…the term ‘real’ refers to the creative activity.” (AI, 179) Process and Reality could have been titled Process is Reality. Thus, when an event finishes its process in satisfaction, it passes from process-reality into a role as datum-potentiality for future realities. The creative subject is the life of the world; created objects have spent their moment of process-actuality. However, stepping away from the individual occasion and looking at reality as a macroscopic whole, these objects are the foundation for the creative process.

Thus viewed in abstraction objects are passive, but viewed in conjunction they carry the creativity which drives the world. The process of creation is the form of unity of the Universe. (AI, 179)

Given a unified term, an occasion can be called a ‘subject-superject’. The ‘subject’ is the becoming, and the ‘superject’ is the objectified datum thrown forward for future use.     

An actual entity is at once the subject experiencing and the superject of its experiences. It is subject-superject, and neither half of this description can for a moment be lost sight of. (PR, 29)

There is a little more to a prehension than the mere relation of object to subject. Firstly, there is how the subject feels the object. This is the ‘subjective form’ of the prehension. This subjective form is central to the freedom of becoming of the occasion. Without this quality of feeling, data would be at best merely repeated. But, through the subjective form of prehensions, the occasion can freely project its own satisfaction. This projected goal is the ‘subjective aim’ of the occasion. Briefly put, from the diversity of prehended objects, the occasion projects a unity, or unified state to actualize. The process that then goes on is the harmonizing of feelings in accordance with this target:

“The ‘subjective aim’, which controls the becoming of a subject, is that subject feeling a proposition [on propositions below] with the subjective form of purpose to realize it in that process of self-creation” (PR, 25).

The rational and emotional aspects of this creating are important to note. The occasion is nothing more than its prehensions--these are feelings, or, to use a term out of specifically human experience for the analogy, emotions. In the ‘beginning’ phase of creativity, the diversity of these prehensions in their particular combination in this occasion conjures up a desire for unity/satisfaction. This desire is very real, in that it takes the form of a specific projected goal. This is a rational or mental aspect of the process. But the rational arises out of the diversity of emotions:

Each actuality is essentially bipolar, physical and mental, and the physical inheritance is essentially accompanied by a conceptual reaction partly conformed to it, and partly introductory of a relevant novel contrast, but always introducing emphasis, valuation, and purpose. (PR, 108)

Whitehead typically uses ‘physical’ and ‘mental’ instead of ‘emotional’ and ‘rational’. His reason for this is to preclude the mistake of conceiving the occasion as a ‘mind’, as opposed to a ‘body’. The occasions are everything, and to divide between mind and body is to make a rather superficial distinction. But ‘emotional’ and ‘rational’ are closer to the ideas more commonly involved in creativity. They can take the place of Whitehead’s terms, at the risk of the afore-mentioned mistake, adequately.

The kind of creativity at issue for Whitehead is not ex nihilo, rather, it is a process of actualization of possibilities. Whitehead calls these possibilities ‘eternal objects’. The eternal objects are deficient in actuality--they are real, but not actual or concrete in the sense that occasions are. They are the forms potentiality takes for the occasions When an occasion prehends past events, it feels a welter of diverse eternal objects. These data are thrown forward for future creativity. This has not just pushed the ex nihilo factor one step back--the eternal objects are eternal potentiality. Apart from actual occasions, these eternal objects reside, available for creativity, in what Whitehead names the ‘primordial nature of god’. Each occasion is in contact with this primordial nature. This ‘mingling’ of potentiality with actuality provides both the full extent of potentiality for each occasion, as well as the drive or urge towards actualization.

Creativity is the action of the present, but both the past and the future are intrinsically important to the process. The future is a lure, devoid of actuality. To actualize is the challenge ‘motivating’ each occasion. The past is history; what has been actualized fades from the activity of the present into the eternal stability of the past. Separating the past, present and future clears the matter up, but introduces new problems as well. It must be understood what kind of process is taking place, and the role of the past in the present activity is particularly important. The occasion is its prehensions of history and of the primordial nature of god. Whitehead stresses that occasions cannot affect each other contemporaneously, and his reason for this is part of the explanation of the process. It has been stated that the creator and creation in this, activity are phases of the same thing. In more familiar philosophical terminology, ‘subject’ and ‘object’ can replace creator and ‘creation’. The occasion is the subject in the process that turns its diverse life into an object. This object then ceases processing, and fades into the past as form. And it is as objects that ‘things’ interact in the historical environment. History is, essentially, a static bank of data for the activity of the present. History is ‘static’ because, as has been noted, past occasions have spent the life that is their internal process, and all that remains is the superjected satisfactions. These objectified forms are related to each other as objects; occasions arise ‘on the edge’ of this web of relations, with an urge to become something. At this ‘moment’ of unrest, the occasion is a subject projecting a goal for itself, but, as far as actuality is concerned, it is only an undefined meeting place of prehensions. The passage of the occasion from subject to object involves the rejection of some prehensions as relevant to the proposed unity, the taking up and synthesizing of the remainder, until diversity is gone and what has become is a unity.

Some subtle unpacking of ‘creativity’ is now occurring. Creativity is a matter of keeping some data, rejecting other data, and then unifying what has been kept into a felt whole. This activity goes on every fraction of a second, according to Whitehead, and yet the term ‘creativity’, as commonly taken, might mislead. Things stay the same--we see that, to a very large extent, in our environment. But Whitehead is saying that change is fundamental to the universe. Moreover, he is saying that the occasion, the creator in creativity; determines the end result. Is there an arbitrariness built into his metaphysics that observation does not support? Whitehead’s answer is ‘no’. Past form exerts a claim on the present. Occasions of low complexity of vision, so to speak, will repeat past form. The conceptual novelty, introduced through the subjective f on of the physical prehensions, is virtually negligible in many occasions. Occasions of higher complexity will change to a greater extent, but data for change is still obtained from the past, implying some sort of probability of continuity.

Difficulties regarding creativity must here be faced. Whitehead says (PR, 21) that creativity is the principle of novelty in the universe. ‘Novelty’ has to be treated carefully because it has subtle shades of meanings buried in it. Whitehead means primarily novelty of instance, not of kind. Novelty of instance means new occasions repeat previously actualized data; novelty of kind means the introduction of novel data into the stream of process. However, since the primordial nature of god contains the eternal objects, which constitute infinite potentiality differentiated already, it can be argued that novelty of kind is impossible, since realization always involves what is already conceptually, albeit deficiently, actual. In this light, novelty of kind is, at best, a special kind of novelty of instance--the datum involved might never have been actualized, but it was certainly conceptualized. There is merely a lesser degree of repetition involved. Now, this has serious implications for creativity in general that will subsequently be explored. What it is important to recognize is that creativity, in common parlance, contains connotations that involve both novelty of kind and novelty of instance. Creators supposedly dabble in both repetition and in more ‘pure’ creation, if there is such a thing. Moreover, there are subtle problems regarding process that have to be examined for both connotations, especially if one is going to pick one side over the other, as Whitehead has (seemingly) done.

The particular problem Whitehead must sort out is this: creativity draws from the past. Even at the macroscopic level of things, it is possible to look at the past and draw connections between events. But where does all this start? One possibility is that it has been going on forever; another is that there is some kind of source of information that constitutes some kind of beginning. Apart from traditional problems involved with speculation on the origin of the universe, Stephen Hawking’s work in cosmology (his ‘no boundary’ model of the universe) suggests that the concept of a ‘beginning’ might not apply at all to this matter. The solution is to allow the occasions direct access to the primordial nature of god all along and not just once at the ‘beginning’ of the universe. Now the matter of ‘when’ it all began is irrelevant. The term “source of information” is important because the process involved is ultimately self-determining. To suggest a creator in the biblical sense is to risk undermining the power of the individual occasions. Rather, what is needed is some kind of reservoir of material that somehow informs, or has informed, the world of experience.

Whitehead’s solution, as already noted, is one aspect of god. The way it works is this: amongst the data occasions really actualize are those described by ‘descriptive words’ such as ‘yellow’ and ‘car’. There is an infinite number of these descriptions--the eternal objects. These eternal objects ‘exist’ as potentialities, but they are not actualized as individual eternal objects. Rather, each occasion realizes particular combinations of these objects--a yellow car, for instance, which could probably be described in many other terms. Presumably, if one could use words to describe an instance completely (which one cannot), then one would have pointed out all of the eternal objects taken up by the occasions making up the particular car. ‘Physical’ prehensions constitute the initial phase of process. A physical prehension involves feeling the objectified past. In the next phase of concrescence, abstraction of eternal objects from the particular past occasions takes place. Prehensions of eternal objects are conceptual prehensions. The occasion is moving from past fact to relevant potentiality, and the possibility of practical novelty is arising. Occasions of particularly high complexity can go one step further and propose to themselves eternal objects that have not been merely abstracted from the past.

In PR, Whitehead often cites Hume’s example of a person being able to imagine a colour never experienced. Given a sampling of shades of blue, Hume and Whitehead think a person could successfully imagine a shade never before experienced by that person. For Whitehead, this shade exists as an eternal object, but it has not been actualized in the historic route of occasions leading up to the present subject. The consideration of this colour, then, is the introduction of novel data into the actual world. This is taken by Whitehead as evidence for the direct connection of each occasion to the primordial nature of god. Accordingly, a distinction in types of potentiality must be introduced by Whitehead to reinforce the distinction between the activities of the physical and conceptual prehensions. The past which the physical prehensions feel is ‘real’ potentiality, the realm of eternal objects is ‘general’ or ‘pure’ potentiality.

It was mentioned earlier that the subjective aim was the prehending of a proposition with the subjective form of purpose to realize it. A ‘proposition’ takes on a special metaphysical character in Whitehead’s philosophy. Instead of merely being conceptual descriptions of elements of reality, propositions operate as ‘lures for feeling’ (v. PR, 25), and a verbal description can never exhaust such an entity. The logical subject of a proposition is an actual nexus, and the predicate is some eternal object. A proposition is a sort of bridge between actuality and potentiality. Formally defined:

A proposition is the potentiality of the objectification of certain presupposed actual entities via certain qualities and relations, the objectification being for some unspecified subject for which the presupposition has meaning in direct experience. The judgment is the conscious affirmation by a particular subject--for which the presupposition holds--that this potentiality is, or is not, realized for it. (PR, 196-197)

Take, as an example, the entertainment of the perfectly mundane statement, “The car is yellow.” ‘Car’ is a definite nexus, identifiable in history as an existing object. ‘Yellow’, in this case, is a tentative description--the linking of a descriptive word, or eternal object, with a society of occasions. Whether or not the car is in fact yellow takes some degree of examination--there is creative activity based upon the proposition, ‘the car is yellow.’ Important to note here is the possibility of error. If there can be error at the metaphysical level of creativity, then there can also be novelty of data. Mere repetition of physical prehensions precludes both error and novelty.

But now new problems are arising and Whitehead remains unfortunately vague on some of these matters. Eternal objects need some place to exist as eternal objects, and Whitehead puts them in the ‘primordial nature’ of god. God is an unfinished occasion, meaning that god exists in the present always, never fading into the past as finished, but moving into the future as the actual world progresses. The occasions that are becoming the actual world get their data from history, but it would seem that at one time in the past god would have to have been accessed for some initial information. The problem with this is that things interact as objects that is, when an occasion looks to the past to take up some prehensions, the past is completely objectified in that it is the form remaining from occasions that have spent their creative power. God is never objectified. There is no unified form of infinite eternal objects for some ancient occasion to access. Whitehead’s solution is the activity of two different kinds of prehensions physical and conceptual. The physical prehensions feel past data--the objects referred to above. Conceptual prehensions, however, directly draw on the primordial nature of god. They do not need ‘objects’ for their activity. In this way, potentiality resides throughout the world, and not ‘somewhere or ‘somewhen’ else’, as the somewhat metaphorical language of religion might suggest. This continuous tapping of potentiality provides the opportunity for occurrence of novelty of kind, or at least for the looser novelty of instance discussed earlier.

Whitehead discusses a second aspect of god--god’s consequent nature. The consequent nature of god has physical prehensions of the world. The reason given for this development is fairly straight-forward: Whitehead’s philosophy is one of ultimate relativity, and this means that god and the world must be inter-related and defining. What the world is to god is actuality of the conceptual side of god’s nature--the eternal objects. What the consequent nature of god is to the world is unity.

Thus, analogously to all actual entities, the nature of God is dipolar. He has a primordial nature and a consequent nature. The consequent nature of God is conscious, and it is the realization of the actual world in the unity of his nature, and through the transformation of his wisdom. The primordial nature is conceptual, the consequent nature is the weaving of God’s physical feelings upon his primordial concepts. (PR, 345)

The world is self-defining, but atomistic why should there be any unity to history and the progression of creativity in to the future. Whitehead’s answer is an appeal to the consequent nature of god. But conversely, god attains a diverse actuality from the process being realized in the world.

All of this is somewhat confusing in its quasi-mysticism, but some sense can be made of it by relocating the discussion in the familiar territory of common connotations of creativity. God and the world exist in the throes of creativity. They are both creator and creation for each other. To separate them is to misrepresent the relativity built into Whitehead’s thought. Process is fundamental to this metaphysic, and to focus on the manifestations of the creativity is to risk getting lost in confusing puzzles involving things or beings. But the process unifies the particular workings because they are workings of the process--they have to be unified.

A speculative note on creativity is warranted. The discussion has been quietly concerned with dualities, and the interaction between poles in process. Creativity, at its most general level, suggests change and an end to change. The universe is in process--is it moving towards completion? The answer is both yes and no. Completion and change are built right into every occasion. The universe is complete at every moment--this is, perhaps, the unity attained through connection with the consequent nature of god. And yet, since everything is still fundamentally process, there is an inherent impulse to further actualization. New occasions will arise and suffer the unrest of diverse prehensions, and they will be satisfied in due process. “The many become one, and are increased by one.” (PR, 21) To ask why this happens is to ask why creativity is creativity--it is an odd question. At some level of reality, as Whitehead fully knows, language is going to be unable to deal with matters without further reworking.

I have been writing about the world around us, yet there has been discussion of phases of concrescence, and of eternal objects in the primordial nature of god. It must be remembered that reality the world around us, fully and completely. For Whitehead, actuality requires potentiality--this is the reason for the discussion of god’s primordial nature. They require each other, by definition. There is a certain element of abstraction in description--reality must be remembered as unified. In a paper entitled “Process and Reality,” Whitehead (1948, 89-90) reminds us of this very point:

Enlarge your view of the final fact which is permanent amid change. In its essence, realization is limitation, exclusion. But this ultimate fact includes in its appetitive vision all possibilities of order, possibilities at once incompatible and unlimited with a fecundity beyond imagination...

The key to metaphysics is this doctrine of mutual immanence, each side lending to the other a factor necessary for its reality. The notion of one perfection of order, which is (I believe) Plato’s doctrine, must go the way of the one possible geometry. The universe is more various, more Hegelian.

 

… and Value

Whitehead drops all sorts of hints about value through his writing, but he never explicitly formulates a theory of value. He does make it quite clear that value phenomena are rooted in reality at the process level, but the relation between his theory of prehensive occasions and valuation is left unclear. In SMW, he cites the Romantic poets of the nineteenth century as champions of the insistence on the reality of value.

Both Shelley and Wordsworth emphatically bear witness that nature cannot be divorced from its aesthetic values; and that these values arise from the cumulation--in some sense, of the brooding presence of the whole in its various parts. Thus we gain from the poets the doctrine that a philosophy of nature must concern itself at least with these six notions: change, value, eternal objects, endurance, organism, interfusion. (SMW, 87-88)

That is what Whitehead’s work was--an attempt at a philosophy of nature. To greater or lesser extent, I have introduced Whitehead’s treatment of all of the notions listed except for value. Now, in this section on his treatment of value, I will have to bring all of the others to bear on the matter. In PR, Whitehead stressed that when dealing with the ultimate notions of a philosophy, one must beware of using terms of high abstraction to describe concepts or aspects of the world that support such abstractions. Rather, the thinker must use the fundamental terms interwovenly, explaining each other and needing each other. Thus, in this treatment of value, the fundamental notions will illuminate each other.

In one of his later books, Modes of Thought [MT],  Whitehead writes fairly clearly about the role of value in his process philosophy. The first chapter is entitled “Importance”, and therein Whitehead reaffirms the link between reality and value. “We may well ask whether the doctrine of perspective is not an endeavour to reduce the concept of importance to mere matter-of-fact devoid of intrinsic interest. Of course such reduction is impossible.” (MT, 15). ‘Importance’ seems to be the term Whitehead uses most consistently with those aspects of his thinking that could be seen as constituting a theory of value. In common parlance, ‘importance’ is a more aggressive, and perhaps more relative, term than ‘value’. Antiques have ‘value’, quietly sitting in corners of rooms or in museums, whereas matters of ‘importance’ thrust themselves upon us, demanding attention. I say this can be construed as a more relative status, because today’s things of ‘importance’ tend to fade, whereas the ‘value’ of the antique is a longer lasting ‘quality.’ ‘Value’, in both philosophical circles and in common speech, seems to be some aspect of an item that helps define, it; ‘importance’ sticks to something for a while, then passes. By using ‘importance’ as his term for value, I think Whitehead is stressing two aspects of value and his process philosophy:

1) the presence of value in that ephemeral yet vital spark that is the process of the occasion, and;

 2) the throwing forward into the future of the satisfied occasion as something to be reckoned with by new moments of concrescence.

Whitehead says much the same thing on the next page of MT. This thesis about reality and value is meant as a prolegomena to future work on value issues--ethical and aesthetic matters, for instance. ‘Value’ is here used as a fundamental term. Whitehead gives to ‘importance’ this position:

Importance is a generic notion which has been obscured by the overwhelming prominence of a few of its innumerable species. The terms ‘morality’, ‘logic’, ‘religion’, ‘art’, have each of them been claimed as exhausting the whole meaning of importance. Each of them denotes a subordinate species. But the genus stretches beyond any finite group of species. (MT, 16)

This makes sense, for the macroscopic items with which ‘morality’ and ‘art’ are concerned are societies of occasions. That is, their existence is a matter of realized potentiality in the forms of nexuses. [1]

Correspondingly, their particular types of value should be products of the same process. Now, both finite realms are different ‘shapes’ of the same ‘material’ (to use a crude analogy). More specifically then, and most briefly, Whitehead (MT, 16) defines importance as follows: “The generic aim of process is the attainment of importance, in that species and to that extent which in that instance is possible.” In other words, value, in some form or other, is the motivation of creativity in its metaphysical roles (the ‘movement’ of the world as a whole, and the life of each actual occasion). This is my starting point. In order to make clear what I think the role of value an process is, four aspects of the description of the occasion in process are going to be central:

1) the prehensions, both physical and conceptual,

2) the subjective aim of the occasion,

3) the satisfaction of the occasion, and;

4) god’s primordial and consequent natures. As always with Whitehead’s view of the world, these divisions are somewhat artificial, and I hope they will blend into each other as the description of valuation develops.[2]

It should be noted that by drawing out four elements of Whitehead’s analysis of atomized process as forming the foundation of valuation, I am differing from other commentators on this matter. William Hendrichs Leue, in his Harvard thesis, Metaphysical Foundations For a Theory of Value in the Philosophy of A N Whitehead (1952), provides a concise critique of attempts to dismiss Whitehead ideas about value as constituting:

1) a psychological theory of value, or

2) a formalistic theory, or

3) a self-realizationalist theory, or finally

4) merely an inconsistent theory.

I think Leue is correct in seeing more in Whitehead than these options provide, and I do not intend to repeat his criticisms here. Moreover, Leue then presents a two tiered theory involving ‘absolute value’ and ‘relative value’ as being best suggested by Whitehead’s metaphysics. By so doing, Leue starts out bravely trying to balance the value of each entity against the absolute value he sees in god’s primordial valuation of the eternal objects, but in the end he largely fails, in my opinion, to stick with his two types of value. Absolute value ends up being the value that really matters, so to speak, making relative value largely unimportant. And if one sticks to Whitehead’s use of ‘importance’ as the generic ten for value then, if something is not important, then it is not valuable and is definitely not value per se.

Leue’s error lies in ignoring the already cited warning of Whitehead about describing reality in dualistic tens and subsequently adhering too literally to Whitehead’s dualistic treatment of value in the lecture “Immortality” (1948, 60). In this lecture, Whitehead discusses the universe in terms of two abstracted aspects--the World of Activity, and the World of Value. The first is the world of transience, and the second of permanence. Leue’s analysis of Whitehead’s thought about valuation stresses exactly this duality. Yet, in “Immortality”, Whitehead is very careful to make clear at the outset that he is dealing with a description that uses abstracted notions:

The two words [‘immortality’ and ‘mortality’] refer to two aspects which are presupposed in every experience which we enjoy. I will term these aspects “The Two Worlds”. They require each other, and together constitute the concrete Universe. Either World considered by itself is an abstraction. For this reason, any adequate description of one World includes characterizations derived from the other, in order to exhibit the concrete Universe in its relation to either of its two aspects. These Worlds are the major examples of perspectives of the Universe. The word “evaluation” expresses the elucidation of one of the abstractions by reference to the other. (1948, 61) [emphasis mine]

In his treatment of Whitehead’s thought, Leue ran afoul of the degree of abstraction in Whitehead’s discussion of evaluation. In my approach to this matter, I am going to attempt to present a more unified theory, supported on four metaphysical pillars. These four topics for discussion are, of course, abstracted from the unified process and presuppose each other. For clarity’s sake, cross-reference will be avoided as much as possible, but will not be eliminated entirely.

1) The Prehensions: By and large, the prehensions, both physical and conceptual, constitute the entire life of an occasion. The physical prehensions have past occasions as their objects--they feel the past and bring that data into relevance for the present concrescence. Conceptual prehensions have eternal objects as their objects These are either abstracted directly from the past, or they are ‘suggested’ by, although not contained in, the past data. In this latter case, novelty enters the world if the new eternal objects are admitted into the occasion’s concrescence. Occasions of low complexity issue in very little conceptual novelty; from past to present there is virtually complete reproduction of data. At the macroscopic level, objects such as stones can be understood as being societies of such reproductive occasions. In human experience, the conceptual entertainment of novelty is of dominating importance. For this consideration of value, both physical and conceptual prehensions have vital roles.

Physical prehensions provide the basis for ‘physical purposes’--the lure of the mere reproduction already introduced. Such repetition is a testimony to the value already present in the data. Such physical reproduction reckons with the superjected value shapes presented by the past. Without physical prehension and reproduction--the satisfied occasions would have no real presence in the world--merely their spot in the objective immortality provided by the consequent nature of god.

The conceptual prehensions, however, provide the seed of new value for this occasion, as opposed to mere sustaining of value thrown forward by the past. Even in the physical purposes derived from the physical prehensions of past data, there is a process of ‘consideration’, resulting in emphasis or denial to the process. What is emphasized or denied access is the form of the datum--the potentiality, or the eternal object. These potentials are dealt with by conceptual prehension. This matter of examination and consideration, to use anthropomorphic terms, is the first glimmering of the conceptual abilities of the occasion:

In a physical purpose the subjective form has acquired a special appetition--adversion or aversion--in respect to that eternal object as a realized element of definiteness in that physical datum. This acquisition is derived from the conceptual prehension. (PR, 184)

Emphasis and denial, adversion and aversion--this is valuation at work in the most basic form of concrescence.

More complex mental activity consists in the introduction and entertainment of propositions. Here, a physical object--a social nexus--is felt as maybe being in a certain state. This is the association, rightly or wrongly, of eternal objects with the physical world. The resultant process of action upon this feeling can result in confirmation, error, or the introduction of novel content into the world. In this third role, conceptual prehensions accomplish something the physical prehensions lack. The physical prehensions have to do with the ‘perished’ world only; conceptual prehensions this data and abstract those forms of definiteness from it. This can result in the consideration of eternal possibilities not actually present in the past, and hence a new datum for further prehensions can be realized.

By introducing novel content into transcendent creativity, conceptual prehensions increase the variety of data, and therefore of value-forms, in the world. The possibilities for future occasions become more varied--‘deeper’ unified feelings can be achieved, intensifying value-experiences on a microscopic scale.

2) Subjective Aim: To a considerable extent, the prehensions are focused on the past, and not nearly so much on the future. They are the feeling and analysis of the entire world for that occasion, but they are not constitutive of that occasion, for and in itself. From the prehending of data and the admittance of new possibilities comes a unified ideal for the end result of the concrescence. This is the subjective aim--a projected concrete form into which to resolve the diversity of feelings of the primary phases of the process.

The subjective aim is a lure for the occasion’s process. Through admittance and denial, emphasis and demotion of relevance, the data and possibilities are resolved into a unity that is the satisfied occasion. The subjective aim is the projection of this unity before it has been accomplished. The aim is an ideal of harmony--the diversity of feelings must be resolved into a unified function.

Consider a proposition in its form of such a lure. The result of entertainment of a proposition can be accuracy, error, or novelty. But these states only arise in the satisfaction of the occasion’s concrescence. Before it is anything, it is a lure--an aim or goal felt as interesting (i.e., valuable). The proposing of an end is the beginning of self-constitution in actuality. The subjective aim of an occasion is the proposing of a form of value for itself. This lure is felt as value before it is actually realized.

This is the germ of those theories of valuation that suggest that value is the result of a want, or deficiency. For example, in Principia Ethica, G. E. Moore comments on an example involving a glass of wine, criticizing the value theory of John Stuart Mill. At issue for Mill is pleasure: he holds that the value of a glass of wine consists in the pleasure to be had when the wine is experienced. In terms more appropriate to the Whiteheadian comparison, the proposing of a goal to be actualized is a source of value in the world. Moore does not agree. Rather, he thinks there is a pre-wine pleasure that results in wanting the wine, and that this pleasure disappears with the obtaining. This is the function of the subjective aim--the value felt before the goal is attained, or the value that makes the goal a goal at all. In other words, by Moore’s analysis there is a genuine value in the desire for the wine, before the wine is had, and for Mill there is, strictly speaking, no real value until the wine is possessed.

It is important to notice that the subjective aim is the mark of individuality (and hence of unity) on the original diversity of feelings. It is self-proposed as a reaction to the data, making it doubly valuable. This self-relevance is key to the actuality Whitehead sees in process. “An entity is actual, when it has significance for itself. By this it is meant that an actual entity functions in respect to its own determination.” (PR, 25) In this brief passage, Whitehead is as much as equating actuality and value.

3) Satisfaction: Satisfaction consists in achievement of the unity self-proposed in the subjective aim. The process is finished--all felt aspects have been reconciled in a unity of. feeling involving either emphasis and involvement or ‘negative prehension’--denial of access into the satisfaction.

The final phase in the process of concrescence, constituting an actual entity, is one complex, fully determinate feeling. This final phase is termed the satisfaction. It is fully determinate (a) as to its genesis, (b) as to its objective character for the transcendent creativity, and (c) as to its prehension--positive or negative--of every item in the universe. (PR, 25-26)

With the satisfaction, the occasion is ‘done’--it was motivated by a diversity of feelings which have now been unified. What remains is the fixed form of the resultant unity. To a large extent, the satisfied occasion loses its actuality as it passes into history. as fixed data. However, inasmuch as it is the form proposed as, and now achieved as, significant to itself, it is actual according to Whitehead’s definition as cited on the previous page.

The satisfied occasion is now thrown forward as historical data to be reckoned with by new occasions. As such, it is a form of past value to be considered in its relevance to new processes of concrescence. If compelling enough, the future may wish to reproduce this form of value, thereby re-enacting the process of charging this form with this actuality of an occasion. Thus, in itself the satisfied occasion is of positive value. If it is re-enacted in the future, it is of new positive value. But if it is dismissed in a negative prehension, then its value in transcendent creativity is down-graded although whatever is left of its self-significance remains.

This throwing forward of the finished occasion on a macroscopic scale is essential to the understanding of human value matters. On one side, the ethical notion of responsibility involves the manner in which we, as self-determining organisms, ‘throw’ ourselves into the world:

Further, in the case of those actualities whose immediate experience is most completely open to us, namely, human beings, the final decision of the immediate subject-superject, constituting the ultimate modification of the subjective aim, is the foundation of our experience of responsibility, of approbation or of disapprobation, or self-approval or of self-reproach, of freedom, of emphasis. (PR, 47)

On the other side, aesthetic creation and experience involve both the receiving and throwing forward of something in all of its objective value nature.

4) God’s Primordial and Consequent Natures: It has been stated that the primordial nature of god is the ‘home’ of the eternal objects--the realm of possibility. God, in Whitehead’s scheme, is not to be omitted from the metaphysical description. God is the archetypal occasion, involving process, physical and conceptual prehensions, and aim. The primordial nature of god is not merely a warehouse of forms of possibility: it is god’s conceptualization of all of possibility. These conceptualizations Whitehead deems ‘valuations’. However, value is tied to actuality, and the occasion that is god is never satisfied, i e., god is never unified in a harmonized form of value. The valuations of god’s primordial nature are directed towards the realm of microscopic process:

The conceptual feelings, which compose his primordial nature, exemplify in their subjective forms their mutual sensitivity and their subjective unity of subjective aim. These subjective forms are valuations determining the relative relevance of eternal objects for each occasion of actuality. (PR, 344)

Thus, potentiality is ‘geared’ towards realization God’s primordial nature, Whitehead stresses, is neither conscious nor physically actual. This conceptual valuation of possibility relative to the actual occasions is directed completely toward the microscopic process Whitehead describes as constituting reality God participates in actuality, in its full sense, derivatively--the consequent nature of god is, “the realization of the actual world in the unity of his nature.” (PR, 345) God, in this sense, is the ‘irrational’ principle of concretion that ‘saves’ the world at each moment of creation. He is actuality’s glue, in his consequent role. In this role, god preserves the superjected value-form of each occasion, protecting the moment from eternal dissolve.

Eternal objects, in the concrescence of an occasion, function as conceptual lures. Typically, such a lure is only a sub-section of the entire class of eternal objects God’s primordial valuation, however, orders them all, relative to all ‘creation.’ This primordial valuation is also the primordial lure to concretion for the universe God’s primordial nature constitutes the appetition towards realization at the ‘basis’ of the universe. “He is the lure for feeling, the eternal urge of desire.” (PR, 344) Deficient in actuality, god is, in his primordial nature, the precondition for each actual occasion’s value-charged and value-achieving actuality.

God, in his two natures, makes possible the value functions of the world of occasions. But god’s actuality is entirely derived from the world of process, and that is where value actually is why value god actually has is derived from the world of actuality God cannot be said to provide a different--e.g., absolute--kind of value than that present in the world. Rather, god cannot be understood apart from the flux of occasions. His natures are aspects of the universe, logically necessary according to Whitehead, but neither superexistent nor actually valuable. God’s primordial valuation of the eternal objects stands as a sort of external ideal standard of value for concrescence. However, this is to be understood not as something reality always fails to reach, and therefore as being lacking in ultimate value--this is an ideal standard, meaning that the actual world realizes these eternal value-forms after entertaining them as conceptual ideals. It is a standard only in the sense of being what actuality has at its disposal to accomplish at its widest and deepest level of contrasted feeling. The eternal objects are the never-changing, and thus standard, forms of possibility for reality in process.

In this brief discussion, terms central to Whitehead’s conception of value (such as ‘variety’, ‘contrast’, ‘novelty’) have been introduced without much comment. They will be dealt with in Chapter V.

 

CHAPTER II

Robert Pirsig

Reality=Value

In his two books, Zen and The Art Of Motorcycle Maintenance: An Inquiry Into Values [ZMM] and particularly Lila: An Inquiry Into Morals, Robert Pirsig outlines his Metaphysics of Value, or, to use the word he prefers, his Metaphysics of Quality. The basic tenet is what the name suggests--reality is quality. A preliminary note about this identity of value and reality is warranted. Obviously, this is a problematic identity, not least of all because it appears to be dramatically counter-intuitive. This problem is taken up in some detail in this chapter. Robert Pirsig is not a rigorous philosopher and I do not wish to chastise him for loose logic when he is not pretending to employ such a tool. I see Pirsig as a process philosopher: in his exploration of Quality, he develops a portrait of a universe that fundamentally experiences itself. I am taking his work to be an examination of the role value in process. This largely accounts for my studying Pirsig in connection with Alfred North Whitehead. Furthermore, even though the identity of value and reality might be problematic, the use of value as a fundamental term in the analysis of existence could very well be accurate. To this end, Pirsig’s philosophy stands as a revealing attempt. T